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<rfc category='std' ipr='trust200902' updates='RFC 5996'
     docName='draft-kivinen-ipsecme-signature-auth-01.txt'>

<?xml-stylesheet type='text/xsl' href='rfc2629.xslt' ?>

<?rfc toc='yes' ?>
<?rfc symrefs='yes' ?>
<?rfc sortrefs='yes'?>
<?rfc iprnotified='no' ?>
<?rfc compact='yes' ?>
<?rfc strict='yes' ?>

<front>
  <title>Signature Authentication in IKEv2</title>
        
  <author initials='T.' surname='Kivinen' fullname='Tero Kivinen'>
    <organization>INSIDE Secure</organization>
    <address>
      <postal>
        <street>Eerikinkatu 28</street>
        <code>FI-00180</code>
        <city>HELSINKI</city>
        <country>FI</country>
      </postal>
      <email>kivinen@iki.fi</email>
    </address>
  </author>
  <date month='April' year='2013' />
  <area>Security</area>
  <workgroup>IP Security Maintenance and Extensions
    (ipsecme)</workgroup>
  <abstract>
    <t>The Internet Key Exchange Version 2 (IKEv2) protocol has
    limited support for the Elliptic Curve Digital Signature Algorithm
    (ECDSA). The current version only includes support for three
    Elliptic Curve groups, and there is fixed hash algorithm tied to
    each curve. This document generalizes the IKEv2 signature support
    so it can support any signature method supported by the PKIX and
    also adds signature hash algorithm negotiation. This is generic
    mechanism, and is not limited to ECDSA, but can also be used with
    other signature algorithms.</t>
  </abstract>
</front>

<middle>
  <section title='Introduction'>

    <t>This document adds new IKEv2 (<xref target='RFC5996'/>)
    authentication method to support all kinds of signature methods.
    The current signature based authentication methods in the IKEv2
    are per algorithm, i.e. there is one for RSA Digital signatures,
    one for DSS Digital Signatures (using SHA-1) and three for
    different ECDSA curves each tied to exactly one hash algorithm.
    This design starts to be cumbersome when more ECDSA groups are
    added, as each of them would require new authentication method and
    as with ECDSA there is no way to extract the hash algorithm from
    the signature, each ECDSA algorithm would need to come with fixed
    hash algorithm tied to it.</t>

    <t>With the SHA-3 definitions coming out, it is seen that it
    might be possible that in the future the signature methods are
    used with SHA-3 also, not only SHA-2. This means new mechanism
    for negotiating the hash algorithm for the signature algorithms
    is needed.</t>

    <t>The RSA Digital Signatures format in the IKEv2 is specified to
    use RSASSA-PKCS1-v1_5, but there has been some discussions that
    newer padding methods should be preferred instead of PKCS #1
    version 1.5 (See section 5 of <xref target="RFC4055"/>). The DSS
    Digital Signatures format in the IKEv2 is specified to always use
    SHA-1, which limits the security of that, meaning there is no
    point of using long keys with it.</t>

    <t>This documents specifies two things, one is one new
    authentication method, which includes the enough information
    inside the Authentication payload data that the signature hash
    algorithm can be extracted from there (see <xref
    target="authpayload"/>). The another thing is to add indication
    of supported signature hash algorithms by the peer (see <xref
    target="notify"/>). This allows peer to know which hash
    algorithms are supported by the other end and use one of them
    (provided one is allowed by policy). There is no need to actually
    negotiate one common hash algorithm, as different hash algorithms
    can be used in different directions if needed.</t>

    <t>The new digital signature method needs to be flexible enough to
    include all current signature methods (RSA, DSA, ECDSA,
    RSASSA-PSS, etc), and also allow adding new things in the future
    (ECGDSA, ElGamal etc). For this the signature algorithm is
    specified in the same way as the PKIX (<xref target="RFC5280"/>)
    specifies the signature of the Certificate, i.e. there is simple
    ASN.1 object before the actual signature data. This ASN.1 object
    contains the OID specifying the algorithm, and associated
    parameters to it. In normal case the IKEv2 implementations
    supports fixed amount of signature methods, with commonly used
    parameters, so it is acceptable for the implementation to just
    treat this ASN.1 object as binary blob which is compared against
    the known values, or the implementation can parse the ASN.1 and
    extract information from there.</t>

  </section>
  
  <section anchor="terminology" title="Terminology">
    
    <t>The key words "MUST", "MUST NOT", "REQUIRED", "SHALL", "SHALL
    NOT", "SHOULD", "SHOULD NOT", "RECOMMENDED", "MAY", and
    "OPTIONAL" in this document are to be interpreted as described in
    <xref target='RFC2119'/>.</t>
  </section>

  <section title="Authentication Payload" anchor="authpayload">

    <t>This document specifies new "Digital Signature" authentication
    method. This method can be used with any types of signatures. As
    the authentication methods are not negotiated in the IKEv2, the
    peer is only allowed to use this authentication method if the
    SIGNATURE_HASH_ALGORITHMS Notify Payload has been sent and
    received.</t>

    <t>In this newly defined authentication method, the Authentication
    Data field inside the Authentication Payload does not include only
    the signature value, but instead the signature value is prefixed
    with the ASN.1 object containing the algorithm used to generate
    the signature. The ASN.1 object contains the algorithm
    identification OID, and this OID identifies both the signature
    algorithm and the hash used when calculating the signature. In
    addition to the OID there is optional parameters which might be
    needed for algorithms like RSASSA-PSS.</t>

    <t>To make implementations easier, the ASN.1 object is prefixed by
    the 8-bit length field. This length field allows simple
    implementations to be able to know the length of the ASN.1 without
    the need to parse it, so they can use it as binary blob which is
    compared against the known signature algorithm ASN.1 objects, i.e.
    they do not need to be able to parse or generate ASN.1 objects.
    See <xref target='asn1objects'/> for commonly used ASN.1
    objects.</t>

    <t>The ASN.1 used here are the same ASN.1 which is used in the
    AlgorithmIdentifier of the PKIX (Section 4.1.1.2 of <xref
    target="RFC5280"/>). The algorithm OID inside the ASN.1 specifies
    the signature algorithm and the hash function, which are needed to
    signature verification. The EC curve is always known by the peer
    because it needs to have the certificate or the public key of the
    other end before it can do signature verification and public key
    specifies the curve.</t>

    <t>Currently only the RSASSA-PSS uses the parameters, for all
    others the parameters is either NULL or missing. Note, that for
    some algorithms there is two possible ASN.1 encoding possible, one
    with parameters being NULL and others where the whole parameters
    is omitted. This is because some of those algorithms are specified
    that way. When encoding the ASN.1 implementations should use the
    preferred way, i.e. if the algorithm specification says
    "preferredPresent" then parameter object needs to be there (i.e.
    it will be NULL if no parameters is specified), and if it says
    "preferredAbsent", then the whole parameters object is missing.</t>
      
    <t>The Authentication payload is defined in IKEv2 as follows:</t>
    
    <figure anchor="payload" title="Authentication Payload Format." ><artwork><![CDATA[
                        1                   2                   3
    0 1 2 3 4 5 6 7 8 9 0 1 2 3 4 5 6 7 8 9 0 1 2 3 4 5 6 7 8 9 0 1
   +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+
   | Next Payload  |C|  RESERVED   |         Payload Length        |
   +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+
   | Auth Method   |                RESERVED                       |
   +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+
   |                                                               |
   ~                      Authentication Data                      ~
   |                                                               |
   +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+
]]></artwork></figure>

    <t><list style='symbols'>
      
      <t>Auth Method (1 octet) - Specifies the method of
      authentication used.
      
      <figure><artwork><![CDATA[
   Mechanism                              Value
   -----------------------------------------------------------------
   Digital Signature                      <TBD>
      Computed as specified in Section 2.15 of RFC5996 using a
      private key associated with the public key sent in certificate
      payload, and using one of the hash algorithms sent by the other
      end in the SIGNATURE_HASH_ALGORITHMS notify payload. If both
      ends send and receive SIGNATURE_HASH_ALGORITHMS and signature
      authentication is to be used, then this method MUST be used.
      The Authentication Data field has bit different format than in
      other Authentication methods (see below).
      ]]></artwork></figure></t>


      <t>Authentication Data (variable length) - see Section 2.15 of
      RFC5996. For "Digital Signature" format the Authentication data
      contains special format as follows:

    <figure anchor="authdata" title="Authentication Data Format." ><artwork><![CDATA[
                        1                   2                   3
    0 1 2 3 4 5 6 7 8 9 0 1 2 3 4 5 6 7 8 9 0 1 2 3 4 5 6 7 8 9 0 1
   +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+
   | ASN.1 Length  | AlgorithmIdentifier ASN.1 object              |
   +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+
   |                                                               |
   ~        AlgorithmIdentifier ASN.1 object continuing            ~
   |                                                               |
   +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+
   |                                                               |
   ~                         Signature Value                       ~
   |                                                               |
   +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+
]]></artwork></figure>

    Where the ASN.1 Length is the length of the ASN.1 encoded
    AlgorithmIdentifier object, and after that is the actual
    AlgorithmIdentifier ASN.1 object, followed by the actual signature
    value. There is no padding between ASN.1 object and signature
    value. 

    For the hash truncation the method of X9.62 (<xref
    target="X9.62"/>) MUST be used.</t>
    </list></t>

  </section>

  <section title="Hash Algorithm Notification" anchor="notify">

    <t>The supported hash algorithms that can be used for the
    signature algorithms are now indicated with new
    SIGNATURE_HASH_ALGORITHMS Notification Payload sent inside the
    IKE_SA_INIT exchange. This notification also indicates the
    support of the new signature algorithm method, i.e. sending this
    notification tells that new "Digital Signature" authentication
    method is supported and that following hash functions are
    supported by sending peer. Both ends sends their list of
    supported hash-algorithms and when calculating signature a peer
    MUST pick one algorithm sent by the other peer. Note, that
    different algorithms can be used in different directions. The
    algorithm OID matching selected hash algorithm (and signature
    algorithm) used when calculating the signature is sent inside the
    Authentication Data field of the Authentication Payload.</t>

    <figure anchor="notifypayload" title="Notify Payload Format." ><artwork><![CDATA[
                            1                   2                   3
    0 1 2 3 4 5 6 7 8 9 0 1 2 3 4 5 6 7 8 9 0 1 2 3 4 5 6 7 8 9 0 1
   +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+
   | Next Payload  |C|  RESERVED   |         Payload Length        |
   +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+
   |  Protocol ID  |   SPI Size    |      Notify Message Type      |
   +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+
   |                                                               |
   ~                Security Parameter Index (SPI)                 ~
   |                                                               |
   +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+
   |                                                               |
   ~                       Notification Data                       ~
   |                                                               |
   +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+
]]></artwork></figure>

    <t>Protocol ID is 0, SPI Size 0, and Notify Message Type &lt;TBD
    from status types&gt;. The Notification Data value contains list
    of 16-bit hash algorithm identifiers from the newly created Hash
    Algorithm Identifiers for the IKEv2 IANA registry.</t>

  </section>
  
  <section title='Security Considerations'>

    <t>The "Recommendations for Key Management" (<xref
    target='NIST800-57'/>) table 2 combined with table 3 gives
    recommendations for how to select suitable hash functions for the
    signature.</t>
    
    <t>This new digital signature method does not tie the EC curve to
    the specific hash function, which was done in the old IKEv2 ECDSA
    methods. This means it is possible to use 512-bit EC curve with
    SHA1, i.e. this allows mixing different security levels. This
    means that the security of the authentication method is the
    security of the weakest of components (signature algorithm, hash
    algorithm, curve). This might make the security analysis of the
    system bit more complex. Note, that this kind of mixing of the
    security can be disallowed by the policy.</t>

    <t>The hash algorithm registry does not include MD5 as supported
    hash algorithm, as it is not considered safe enough for signature
    use (<xref target='WY05'/>).</t>

    <t>The current IKEv2 uses RSASSA-PKCS1-v1_5, which do have some
    problems (<xref target='KA08'/>, <xref target="ME01"/>) and does
    not allow using newer padding methods like RSASSA-PSS. This new
    method allows using other padding methods.</t>

    <t>The current IKEv2 only allows using normal DSA with SHA-1,
    which means the security of the regular DSA is limited to the
    security of SHA-1. This new methods allows using longer keys and
    longer hashes with DSA.</t>
    
  </section>
  
  <section title='IANA Considerations' anchor='iana'>

    <t>This document creates new IANA registry for IKEv2 Hash
    Algorithms. Changes and additions to this registry is by expert
    review.</t>

    <t>The initial values of this registry is:</t>

    <figure><artwork><![CDATA[
Hash Algorithm                       Value
--------------                       -----
RESERVED                             0
SHA1                                 1
SHA2-256                             2
SHA2-384                             3
SHA2-512                             4
]]></artwork></figure>

    <t>MD5 is not included to the hash algorithm list as it is not
    considered safe enough for signature hash uses.</t>

    <t>Values 5-1023 are reserved to IANA. Values 1024-65535 are for
    private use among mutually consenting parties.</t>
    
  </section>

  <section title='Acknowledgements'>

    <t>Most of this work was based on the work done in the IPsecME
    design team for the ECDSA. The design team members were: Dan
    Harking, Johannes Merkle, Tero Kivinen, David McGrew, and Yoav
    Nir.</t>
    
  </section>
</middle>
<back>

  <references title="Normative References">
    &rfc2119;
    &rfc5280;
    &rfc5996;
  </references>

  <references title='Informative References'>
    &rfc3279;
    &rfc4055;
    &rfc5480;
    &rfc5758;
    &rfc5912;
    
    <reference anchor='WY05'>
      <front>
	<title>How to break MD5 and other hash functions</title>
	<author initials='X.' surname='Wang'><organization/></author>
	<author initials='H.' surname='Yu'><organization/></author>
	<date year='2005'/>
      </front>
      <seriesInfo name='Proceedings of EuroCrypt 2005, Lecture Notes in Computer Science' value='Vol. 3494'/>
    </reference>

    <reference anchor='KA08'>
      <front>
	<title>Variants of Bleichenbacher's Low-Exponent Attack on PKCS#1 RSA Signatures</title>
	<author initials='U.' surname='Kühn'><organization/></author>
	<author initials='A.' surname='Pyshkin'><organization/></author>
	<author initials='E.' surname='Tews'><organization/></author>
	<author initials='R.' surname='Weinmann'><organization/></author>
      </front>
      <seriesInfo name='Proc. Sicherheit 2008' value='pp.97-109'/>
    </reference>

    <reference anchor="NIST800-57">
      <front>
	<title>Recommendations for Key Management</title>
	<author initials="E." surname="Barker"><organization/></author>
	<author initials="W." surname="Barker"><organization/></author>
	<author initials="W." surname="Burr"><organization/></author>
	<author initials="W." surname="Polk"><organization/></author>
	<author initials="M." surname="Smid"><organization/></author>
	<date month="March" year="2007"/>
      </front>
      <seriesInfo name="NIST SP" value="800-57"/>
    </reference>

    <reference anchor="X9.62">
      <front>
	<title>Public Key Cryptography for the Financial
	Services Industry: The Elliptic Curve Digital Signature
	Algorithm (ECDSA)</title>
	<author>
	  <organization>American National Standards
	  Institute</organization>
	</author>
	<date month="November" year="2005"/>
      </front>
      <seriesInfo name="ANSI" value="X9.62"/>
    </reference>

    <reference anchor="ME01">
      <front>
	<title>Evaluation of Security Level of Cryptography: RSA-OAEP,
	RSA-PSS, RSA Signature</title>
	<author initials="A." surname="Menezes">
	<organization>University of Waterloo</organization></author>
	<date month="December" year="2001"/>
      </front>
    </reference>
    
  </references>

  <section title='Commonly used ASN.1 objects' anchor='asn1objects'>

    <t>This section lists commonly used ASN.1 objects in binary form.
    This section is not-normative, and these values should only be
    used as examples, i.e. if this and the actual specification of the
    algorithm ASN.1 object is different the actual format specified in
    the actual specification needs to be used. These values are taken
    form the New ASN.1 Modules for the Public Key Infrastructure Using
    X.509 (<xref target='RFC5912' />).</t>

    <section title='PKCS#1 1.5 RSA Encryption'>

      <t>These algorithm identifiers here include several different
      ASN.1 objects with different hash algorithms. In this document
      we only include the commonly used ones i.e. the one using SHA-1,
      or SHA-2 as hash function. Some of those other algorithms (MD2,
      MD5) specified for this are not safe enough to be used as
      signature hash algorithm, and some are omitted as there is no
      hash algorithm specified in the our IANA registry for them.
      Note, that there is no parameters in any of these, but all
      specified here needs to have NULL parameters present in the
      ASN.1.</t>

      <t>See Algorithms and Identifiers for PKIX Profile (<xref
      target='RFC3279'/>) and Additional Algorithms and Identifiers for
      RSA Cryptography for PKIX Profile (<xref target='RFC4055'/>) for
      more information.</t>

      <section title='sha1WithRSAEncryption'>

	<t>sha1WithRSAEncryption OBJECT IDENTIFIER ::= {
	iso(1) member-body(2) us(840) rsadsi(113549) pkcs(1)
	pkcs-1(1) 5 }</t>

	<t>Parameters are required, and they must be NULL.</t>

	<t>XXX binary object missing</t>

      </section>

      <section title='sha256WithRSAEncryption'>

	<t>sha256WithRSAEncryption  OBJECT IDENTIFIER  ::=  { pkcs-1 11 }</t>

	<t>Parameters are required, and they must be NULL.</t>

	<t>XXX binary object missing</t>

      </section>
      
      <section title='sha384WithRSAEncryption'>

	<t>sha384WithRSAEncryption  OBJECT IDENTIFIER  ::=  { pkcs-1 12 }</t>

	<t>Parameters are required, and they must be NULL.</t>

	<t>XXX binary object missing</t>

      </section>

      <section title='sha512WithRSAEncryption'>

	<t>sha512WithRSAEncryption  OBJECT IDENTIFIER  ::=  { pkcs-1 13 }</t>

	<t>Parameters are required, and they must be NULL.</t>

	<t>XXX binary object missing</t>

      </section>

    </section>

    <section title='DSA'>

      <t>With different DSA algorithms the parameters are always
      omitted. Again we omit dsa-with-sha224 as there is no hash
      algorithm in our IANA registry for it.</t>

      <t>See Algorithms and Identifiers for PKIX Profile (<xref
      target='RFC3279'/>) and PKIX Additional Algorithms and
      Identifiers for DSA and ECDSA (<xref target='RFC5758'/> for more
      information.</t>

      <section title='dsa-with-sha1'>
	
	<t>dsa-with-sha1 OBJECT IDENTIFIER ::=  {
	iso(1) member-body(2) us(840) x9-57(10040) x9algorithm(4) 3 }</t>

	<t>Parameters are absent.</t>

	<t>XXX binary object missing</t>

      </section>

      <section title='dsa-with-sha256'>
	
	<t>dsa-with-sha256 OBJECT IDENTIFIER  ::=  {
	joint-iso-ccitt(2) country(16) us(840) organization(1) gov(101)
	csor(3) algorithms(4) id-dsa-with-sha2(3) 2 }</t>

	<t>Parameters are absent.</t>

	<t>XXX binary object missing</t>

      </section>

    </section>

    <section title='ECDSA'>

      <t>With different ECDSA algorithms the parameters are always
      omitted. Again we omit ecdsa-with-sha224 as there is no hash
      algorithm in our IANA registry for it.</t>

      <t>See Elliptic Curve Cryptography Subject Public Key
      Information (<xref target='RFC5480'/>), Algorithms and
      Identifiers for PKIX Profile (<xref target='RFC3279'/>) and PKIX
      Additional Algorithms and Identifiers for DSA and ECDSA (<xref
      target='RFC5758'/> for more information.</t>

      <section title='ecdsa-with-sha1'>
	
	<t>ecdsa-with-SHA1 OBJECT IDENTIFIER ::= {
	iso(1) member-body(2) us(840) ansi-X9-62(10045)
	signatures(4) 1 }</t>

	<t>Parameters are absent.</t>

	<t>XXX binary object missing</t>

      </section>

      <section title='ecdsa-with-sha256'>
	
	<t>ecdsa-with-SHA256 OBJECT IDENTIFIER ::= {
	iso(1) member-body(2) us(840) ansi-X9-62(10045) signatures(4)
	ecdsa-with-SHA2(3) 2 }</t>

	<t>Parameters are absent.</t>

	<t>XXX binary object missing</t>

      </section>

      <section title='ecdsa-with-sha384'>
	
	<t>ecdsa-with-SHA384 OBJECT IDENTIFIER ::= {
	iso(1) member-body(2) us(840) ansi-X9-62(10045) signatures(4)
	ecdsa-with-SHA2(3) 3 }</t>

	<t>Parameters are absent.</t>

	<t>XXX binary object missing</t>

      </section>

      <section title='ecdsa-with-sha512'>
	
	<t>ecdsa-with-SHA512 OBJECT IDENTIFIER ::= {
	iso(1) member-body(2) us(840) ansi-X9-62(10045) signatures(4)
	ecdsa-with-SHA2(3) 4 }</t>

	<t>Parameters are absent.</t>

	<t>XXX binary object missing</t>

      </section>
    </section>

    <section title='RSASSA-PSS'>

      <t>With the RSASSA-PSS the algorithm object identifier is always
      id-RSASSA-PSS, but the hash function is taken from the
      parameters, and it is required. See <xref target="RFC4055"/> for
      more information.</t>

      <section title='RSASSA-PSS with empty parameters'>

	<t>id-RSASSA-PSS  OBJECT IDENTIFIER  ::=  { pkcs-1 10 }</t>

	<t>Parameters are empty, but the ASN.1 part of the sequence
	must be there. This means default parameters are used (same as
	the next example).</t>

	<t>XXX binary object missing</t>

      </section>

      <section title='RSASSA-PSS with default parameters'>

	<t>id-RSASSA-PSS  OBJECT IDENTIFIER  ::=  { pkcs-1 10 }</t>

	<t>Here the parameters are present, and contains the default
	parameters, i.e. SHA-1, mgf1SHA1, saltlength of 20,
	trailerfield of 1.</t>

	<t>XXX binary object missing</t>

      </section>

    </section>

  </section>

  
  <section title='Examples'>

  </section>

</back>

</rfc>
